SSDA arranged in collaboration with the FSA its annual Compliance Day 2006 on September 29. A short presentation of the development from ISD to MiFID and expected consequences was delivered by Lars Nordström, From ISD to MiFID - consequences
The seminar covered the following topics:
- The annual FSA message to the industry by Gent Jansson, FSA Chief Legal Officer
- Anti money laundering (AML) by David Swanney, Director Brittish Bankers association (BBA) draftsman of the Joint Money Laundering Steering Group’s (JMLSG) Guidance and Paul Martin, Director London Investment Banking Association (LIBA)
- The Swedish government committe work on transposition of the third EU anti money laundering directive by Tomas Tetzell, Chief Legal Adviser, Swedish Bankers Association
- MiFID implementation in Royal Bank of Scotland by Valerie Thomas, Head of Regulatory Policy, Training and European Coordination of Corporate Markets Division
- The organisation of corporate governance and self regulation in Sweden by Per-Ola Jansson, former President of SSDA
- The organisation at FSA of market abuse surveillance by Linda Hedvall, Head of Market Surveillance
- The work and procedures applied by Swedish National Economic Crime Bureau by Robert Engstedt, Court of Appeal Prosecutor and Fredrik Dahlström, Financial Markets Expert
- Presentation of the guidance book on market abuse issues “Vägledning till rätt kurs” by the authors and lawyers Hans Schedin and Alf-Peter Svensson
- News about the EU Financial Service Action Plan and new Swedish tax legislation, by Kerstin Hermansson, President of SSDA and Vigg Troedsson, Senior Vice President of SSDA
- News about SwedSec licensing actitivities by Margareta Carlsten, General Manager of SweSec
- MiFID transposition work by Kerstin Hermansson and Lars Nordström, Director LIBA
