FSA (UK) published on 2006-10-31 a consultation paper CP06/19 on Best execution and Conduct of Business Rules. The paper contains 350 pages. Responses are due on 2006-11-28.
In addition there is an Annex of 401 pages.
Latest
- Remiss av förslag till föreskrifter om transaktionsrapportering
- New version of SSDA’s requirements about transactions reporting
- ESME Report on non-equity markets transparency
- ESME Report on durable medium
- FSA (SE) has transposed MiFID L1 and L2 by regulation
- Liquid Shares
- Supervision of branches
- Norway has transposed MiFID (Level 1) by legislation
- CESR releases statements on Best Execution, Transaction Reporting, Inducements and Passporting
- France has transposed MiFID by legislation and FSA (FR) regulations
0 Responses to “FSA (UK) publishes consultation paper on Best Execution and Conduct of Business Rules”