SSDA submitted 2006-01-26 its response to the FSA (SE) proposed regulations on the implementing directive on MiFID.
Archive for January, 2007
SSDA responds to FSA’s (SE) proposed regulations on the implementing directive on MiFID
Published by January 30th, 2007 in www.nordicsecurities.org, Sweden and SSDA (SE). 0 CommentsFSA (UK) publishes final Policy Statements and Handbook text regarding MiFID
Published by January 27th, 2007 in www.nordicsecurities.org, United Kingdom (UK) and FSA (UK). 0 Comments2007-01-26 FSA (UK) is publishing Policy Statements and accompanying Handbook text. PS07/2, Implementing the Markets in Financial Instruments Directive, provides feedback on the July and October consultation papers on Firms and Markets issues and the new conduct of business source book. PS07/3, Reforming the Approved Persons regime. Policy Statement on Section IV of CP06/15: Markets in […]
Ministry of Finance (FR) publishes feed back on consultation on MiFID law proposal
Published by January 25th, 2007 in www.nordicsecurities.org, Other countries and France (FR). 1 Comment2007-01-25 The French Ministry of Economy, Finance and Industry (Ministère de l’économie, des finances et de l’industrie) has published on its website the results of its November 2006 public consultation on draft provisions for implementing the Markets in Financial Instruments Directive (MiFID) Level 1 measures into French law. The public is invited to make comments on other […]
FSA (FR) publishes consultation paper on new regulation according to MiFID
Published by January 18th, 2007 in www.nordicsecurities.org, Other countries and France (FR). 0 Comments2007-01-18 AMF, the French FSA, has published today a document for consultation with the proposed changes in the chapter of the AMF General Regulation related to investment firms. The response deadline is 2007-03-01. The document in French comprises 474 pages and exhibits the present regulation, the MiFID provisions and the proposed amendments with comments.
FSA (SE) publishes updated proposal on Transaction Reporting Requirements
Published by January 16th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 Comments2007-01-15 The FSA (SE) has published an updated proposal on Transaction Reporting Requirements. This proposal has been submitted also to the other Nordic and Baltic regulators with the objective to achieve as harmonised a set of requirements as possible.
Joint industry response to CESRs paper on transaction reporting data requirements
Published by January 16th, 2007 in www.nordicsecurities.org, Nordic Countries in common, EU and CESR. 0 Comments2007-01-16 A joint industry response, including the Nordic Associations, has been submitted to CESR on use of reference data standard codes in transaction reporting (CP CESR/06-648b). CESRs consultation paper is found under the following link.
MiFID Connect publishes five Guidelines (UK)
Published by January 14th, 2007 in www.nordicsecurities.org, United Kingdom (UK) and MiFID Connect. 0 CommentsMIFID Connect is a joint project designed to support member firms and simplify the UK implementation of the Markets in Financial Instruments Directive (MiFID). Statutory implementation in the UK will be carried through by the HM Treasury and by the FSA making rules in its handbook. It will also require firms to introduce a whole […]
