FSA published on 2007-03-23 Perimeter Guidance relating to MiFID - PS07/5. The guidance will help firms judge whether they fall within the scope of MiFID and should reduce firms’ costs by cutting down on the need for them to obtain legal advice on scope issues. PS07/5 complements FSA’s work in individually assisting firms in understanding their status under MiFID and the CRD. FSA will also publish shortly a practical guide for firms with the notifications and applications they may need to make as a result of MiFID Implementation.
Latest
- Remiss av förslag till föreskrifter om transaktionsrapportering
- New version of SSDA’s requirements about transactions reporting
- ESME Report on non-equity markets transparency
- ESME Report on durable medium
- FSA (SE) has transposed MiFID L1 and L2 by regulation
- Liquid Shares
- Supervision of branches
- Norway has transposed MiFID (Level 1) by legislation
- CESR releases statements on Best Execution, Transaction Reporting, Inducements and Passporting
- France has transposed MiFID by legislation and FSA (FR) regulations
0 Responses to “FSA (UK) publishes Perimeter Guidance relating to MiFID ”