Archive for April, 2007

Ministry of Finance (SE) publishes governmental bill on MiFID

Ministry of Finance (SE) published on 2007-04-27 a governmental bill on MiFID. The Parliament will vote on the bill as indicated on 2007-06-14.

SSDA publishes a paper about transaction reporting requirements

paper

CESR 2nd Consultation on Inducements under MiFID

CESR on 2007-04-13 issued a second consultation paper on inducements. Unfortunately, it seems as if the principal comments made jointly by responses from the industry has not been accepted to any greater extent. Responses to this second consultation are due 2007-04-27. CESR will be hosting a second public hearing in Paris on 2007-04-24.

The Ministry of Finance (SE) has submitted draft legislation on MiFID to the law committee

The Ministry of Finance (SE) submitted on 2007-03-06 draft legislation on MiFID to the law committee. The document exceeds 1000 pages. The Swedish Parliament is supposed to vote on the bill on 14th June and the FSA (SE) will issue its regulations on MiFID by August 2007.

Ministry of Finance (NO) has submitted proposed Level 2 regulations implementing MiFID

The Ministry of Finance (NO) has on 2007-03-29 published proposed regulations on MiFID (implementing Level 2). Consultations will be carried out until  2007-05-10.