CESR has on 2007-05-29 released feedback statements on: Best Execution, Transaction Reporting, Inducements and Passporting.
Archive for May, 2007
CESR releases statements on Best Execution, Transaction Reporting, Inducements and Passporting
Published by May 29th, 2007 in www.nordicsecurities.org, EU and CESR. 0 CommentsFrance has transposed MiFID by legislation and FSA (FR) regulations
Published by May 29th, 2007 in www.nordicsecurities.org, Other countries and France (FR). 0 CommentsOn 2007-05-21 FSA (FR) announced by a press release their completed transposition of MiFID into national law and regulations by the FSA (FR), apart from minor changes in two specific banking regulations: one about safeguarding clients’ assets and the other on compliance and outsourcing; these new texts are expected soon).
FSA (SE) consults on new proposed regulations on MiFID L1 and L2
Published by May 29th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsFSA (SE) published on 2007-05-14 new proposed regulations on MiFID L1 and L2,the implementing directive only. Responses to the consultation are due on 2007-06-08.
EC sends ESC a working document on home/host supervision of branches
Published by May 29th, 2007 in www.nordicsecurities.org, EU and EC. 0 CommentsEC sent on 2007-05-14 to ESC a working document ESC/21/2007 REV1 on supervision of branches under MiFID. The most controversial issue is which competent authority should supervise when a branch office is serving a client from a third country i.e. not from the home nor in the host country.
CESR consults on Non-equity Transparency
Published by May 10th, 2007 in www.nordicsecurities.org, EU and CESR. 0 Comments2007-05-10. CESR issued a call for evidence on 2007-02-06 asking for views on the Commission’s questions with responses due on 2007-03-06. CESR has aimed to include the key points from the responses in this consultation paper (CP). By this paper CESR sets out its views on the questions posed in order to improve its understanding on some points […]
