Author Archive for admin

SSDA publishes proposed guidance on client classfication

SSDA publishes a proposal how to classify clients according to obligations imposed on investment firms by MiFID. Comments, that may be delivered directly by clicking “Comments” under the headline, are welcomed by end of January 2007 at the latest. 

SSDA publishes new version of “A short summary of MiFID”

SSDA has published an up-dated short summary of MiFID with some suggestions to member firms regarding important measures when implementing the directive and related national legislation and regulation.