Author Archive for enel

ESME Report on non-equity markets transparency

ESME, European Securities Markets Expert Group, has on 2007-07-11 published Report on non-equity markets transparency.

ESME Report on durable medium

ESME, European Securities Markets Expert Group, has on 2007-07-11 published Report on durable medium - Distance Marketing Directive and Markets in Financial Instruments Directive.

FSA (SE) has transposed MiFID L1 and L2 by regulation

FSA (SE) published on 2007-07-06 new regulations on MiFID L1 and L2,the implementing directive only.

Liquid Shares

CESR published on 2007-07-03 the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets

Supervision of branches

Statement (with enclosure) from the EU Commission on the supervision of branches.

The Finnish Ministry of Finance report on MiFID transposition

The Finnish Ministry of Finance published a Report on the transposition of MiFID in June 2006 and sent it off for consultation. The proposed laws implement MiFID Level 1 and partly MiFID Level 2. The official draft law proposal follows, mifid-draft-bill-finland.pdf. FASD responded on 2006-09-07, FASD response 
The Finnish Ministry of Finance will probably publish their proposal (“the […]

MiFID seminar in Stockholm 2006-09-04

A joint seminar with the Finance Ministry and the FSA on MiFID was arranged by SSDA 2006-09-04 in a half-day seminar covering the following topics:

MiFID Level 2 – the implementation directive by Johan Lycke and the implementation regulation by Lars Nordström
Johan Lycke, Lars Nordström

MIFID – the Swedish legislation by Katarina Back, Financial Ministry
Katarina Back

MIFID – […]