Archive for the 'FSA (DK)' Category

FSA (DK) issues regulation of investor protection, order handling and disclosure

Published by Lars Nordström March 28th, 2007 in www.nordicsecurities.org, Denmark, FSA (DK) and Nordic Countries in common. 0 Comments

FSA (DK) has in March 2007 issued regulations regarding investor protection, order handling and disclosure obligations for issuers.

FSA (DK) proposes regulation of COB, best ex, transaction reporting and, firm quotes

Published by Sidsel Nordengaard November 16th, 2006 in www.nordicsecurities.org, Denmark, FSA (DK) and DSDA (DK). 0 Comments

The FSA (DK) (Det danske Finanstilsyn) has published proposed regulation on investor protection and conduct of business, Investor protection, and on Best execution measures. Responses are due 2006-11-17.
DSDA has responded, DSDA response on COB and Best Execution
In addition the FSA(DK) has published regulation on Transaction reporting and on the obligation to make public firm quotes and post-trade disclosure Firm […]

The implementation of MiFID in Denmark

Published by Sidsel Nordengaard October 26th, 2006 in www.nordicsecurities.org, Denmark, FSA (DK), Finance Ministry (DK), DSDA (DK) and Timelines. 0 Comments

In Denmark MiFID will be implemented through a revision of the Danish Securities Trading Act and Financial Business Act and through a number of national regulations which primarily implement the level 2-Directive.
 
The Danish FSA has drafted a proposal for an amendment bill which was presented to the Parliament by the Minister of Economics and Business […]