ESME, European Securities Markets Expert Group, has on 2007-07-11 published Report on non-equity markets transparency.
Archive for the 'EC' Category
ESME Report on non-equity markets transparency
Published by July 12th, 2007 in www.nordicsecurities.org and EC. 0 CommentsESME Report on durable medium
Published by July 12th, 2007 in www.nordicsecurities.org and EC. 0 CommentsESME, European Securities Markets Expert Group, has on 2007-07-11 published Report on durable medium - Distance Marketing Directive and Markets in Financial Instruments Directive.
EC sends ESC a working document on home/host supervision of branches
Published by May 29th, 2007 in www.nordicsecurities.org, EU and EC. 0 CommentsEC sent on 2007-05-14 to ESC a working document ESC/21/2007 REV1 on supervision of branches under MiFID. The most controversial issue is which competent authority should supervise when a branch office is serving a client from a third country i.e. not from the home nor in the host country.
EC responds to CESR on the scope of MiFID provisions on Best Execution
Published by March 23rd, 2007 in www.nordicsecurities.org, EU, CESR and EC. 0 CommentsThe European Commission responded to ESC on 2007-02-14 to CESR’s request to get guidance on the scope of MiFID provisions on Best Execution.
EC launches public MiFID website for frequently asked questions and answers
Published by February 15th, 2007 in www.nordicsecurities.org, FAQ, EU and EC. 0 CommentsOn this website stakeholders, including firms, trade associations and investors, can ask questions relating to the recently-finalised Markets in Financial Instruments Directive (2004/39/EC) (MiFID) and its implementing measures (Directive 2006/73/EC and Regulation 1287/2006). MiFID and its implementing measures together establish a comprehensive legislative framework at European level relating to the establishment and conduct of investment […]
EC issues call for evidence on Commodity and exotic derivatives and related business
Published by December 11th, 2006 in www.nordicsecurities.org, EU and EC. 0 CommentsThe Commission issued on 2006-12-08 call for evidence on Commodity and exotic derivatives and related business. Responses are due on 2007-04-30.
MiFID transposition and application - State of Play in the Member States
Published by November 21st, 2006 in www.nordicsecurities.org, Sweden, Denmark, Finland, Finance Ministry (DK), Finance Ministry (FI), Finance Ministry (SE), United Kingdom (UK), France (FR), EU, Germany, Finance Ministry (DE) and EC. 0 CommentsEC has made a survey of the State of Play on transposing MiFID into national legislation, Report. It seems as if only 9 out of 27 member states that responded to the Questionnaire expect to meet the transposition deadline of 31st January 2007.
EC say they will be rigorous in exercising its enforcement functions under the Treaty on delayed member […]
Commission feedback on transparency in bond markets and other non-equity markets
Published by November 14th, 2006 in www.nordicsecurities.org, EU and EC. 0 CommentsThe Commission is required by Article 65(1) of the Markets in Financial Instruments Directive (2004/39/EC), known as ‘MiFID’, to present a report to the European Parliament and the Council by the end of 2007 concerning pre- and post-trade transparency obligations to transactions in classes of financial instrument other than shares.
The European Commission published on 2006-11-13 […]
EC - MiFID pre- and post trade transparency provisions for non-equities - call for evidence
Published by October 9th, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA and EC. 0 Comments EC published 2006-06-12 a call for evidence on pre- and post trade transparency provisions of MiFID in relation to transactions in classes of financial instruments other than shares, see EC call for evidence - market transparency
LIBA and several other trade associations among them the Nordic associations responded on 2006-09-15. (Joint response of 13 trade associations).
LIBA along with […]
MiFID - Main directive and level 2 implementation directive and regulation
Published by October 6th, 2006 in www.nordicsecurities.org, Nordic Countries in common, EU and EC. 0 CommentsMiFID - Level 1 - Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments was adopted on 2004-04-21, (in Swedish)
MiFID - Level 2 implementation directive, (in Swedish, link) and implementation regulation, (in Swedish), by the European Commission was adopted on 2006-06-30
MiFID Amending directive 2004/39/EC regarding certain deadlines adopted on 2006-04-05,
