A joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.
Archive for the 'Germany' Category
Joint industry response on CESR’s consultation on MiFID Best Execution
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR, bwf and MiFID Connect. 0 CommentsJoint industry response on CESR’s consultation on Transaction Reporting
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, Other countries, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA, Germany, BDB and CESR. 0 CommentsA joint industry response was submitted on 2007-03-02 to CESR’s proposal on Transaction Reporting. CESR’s consultation paper is found on www.cesr.eu under consultations.
Joint responses on CESR’s consultations on Inducements and Home/host surveillance
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR and bwf. 0 CommentsTwo joint industry responses were submitted 2007-02-09 to CESR on Inducements and on Pass porting and Home/host country surveillance. CESR’s documents are to be found on www.cesr.eu consultations.
Joint response to CESR’s consultation on Inducements and Passport under MiFID
Published by February 12th, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), United Kingdom (UK), NSDA (NO), LIBA, Germany and bwf. 0 CommentsA joint industry response was sent on 2007-02-09 to CESR on its consultation on Inducements and Passport under MiFID.
Timetable for MiFID transposition into law in France, Germany, Italy, Sweden and the UK
Published by February 8th, 2007 in www.nordicsecurities.org, Sweden, Other countries, United Kingdom (UK), France (FR) and Germany. 0 CommentsTrade Associations in France, Germany, Italy, Sweden and the UK has collated a possible timetable for MiFID transposition into national legislation in their countries.
The Ministry of Finance (DE) has published draft legislation on MiFID
Published by February 7th, 2007 in www.nordicsecurities.org, Other countries, Germany and Finance Ministry (DE). 0 CommentsThe Ministry of Finance (DE) (Bundesfinanzministerium) has published a draft legislation on MiFID.
Joint industry response to CESR consultation on L3 work on minimum list of records
Published by December 11th, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), EU, LIBA, Germany, BDB and CESR. 0 CommentsLIBA and joint associations, including the Nordic associations, have responded on 2006-11-27 to the CESR MiFID L3 consultation on the list of minimum records in Article 51(3) of the MiFID implementing Directive.
MiFID transposition and application - State of Play in the Member States
Published by November 21st, 2006 in www.nordicsecurities.org, Sweden, Denmark, Finland, Finance Ministry (DK), Finance Ministry (FI), Finance Ministry (SE), United Kingdom (UK), France (FR), EU, Germany, Finance Ministry (DE) and EC. 0 CommentsEC has made a survey of the State of Play on transposing MiFID into national legislation, Report. It seems as if only 9 out of 27 member states that responded to the Questionnaire expect to meet the transposition deadline of 31st January 2007.
EC say they will be rigorous in exercising its enforcement functions under the Treaty on delayed member […]
German Ministry of Finance publishes draft bill on MiFID transposition
Published by October 19th, 2006 in www.nordicsecurities.org, Other countries, Germany, BDB, Finance Ministry (DE) and bwf. 0 CommentsThe German Ministry of Finance (Bundesministerium der Finanzen) published on 2006-09-14 a draft bill on the transposition and implementation of MiFID, 2006-09-14-entwurf-frug.pdf with considerations and justifications, 2006-09-14-entwurf-begrundg-frug.pdf
The German trade associations representing the banking industry jointly responded on 2006-10-11 through Centraler Kreditausschuss, see zka-2006-10-11-stn-refe.pdf.
The German Federal Association of Securities Trading Firms at the German Stock Markets, Bundesverband der Wertpapierfirmen […]
