Archive for the 'bwf' Category

Joint industry response on CESR’s consultation on MiFID Best Execution

Published by Lars Nordström March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR, bwf and MiFID Connect. 0 Comments

A joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.

Joint responses on CESR’s consultations on Inducements and Home/host surveillance

Published by Lars Nordström March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR and bwf. 0 Comments

Two joint industry responses were submitted 2007-02-09 to CESR on Inducements and on Pass porting and Home/host  country surveillance. CESR’s documents are to be found on www.cesr.eu consultations.

Joint response to CESR’s consultation on Inducements and Passport under MiFID

Published by Lars Nordström February 12th, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), United Kingdom (UK), NSDA (NO), LIBA, Germany and bwf. 0 Comments

A joint industry response was sent on 2007-02-09 to CESR on its consultation on Inducements and Passport under MiFID.

German Ministry of Finance publishes draft bill on MiFID transposition

Published by Lars Nordström October 19th, 2006 in www.nordicsecurities.org, Other countries, Germany, BDB, Finance Ministry (DE) and bwf. 0 Comments

The German Ministry of Finance (Bundesministerium der Finanzen) published on 2006-09-14 a draft bill on the transposition and implementation of MiFID, 2006-09-14-entwurf-frug.pdf with considerations and justifications, 2006-09-14-entwurf-begrundg-frug.pdf
The German trade associations representing the banking industry jointly responded on 2006-10-11 through Centraler Kreditausschuss, see zka-2006-10-11-stn-refe.pdf.
The German Federal Association of Securities Trading Firms at the German Stock Markets, Bundesverband der Wertpapierfirmen […]