Archive for the 'Finance Ministry (DE)' Category

The Ministry of Finance (DE) has published draft legislation on MiFID

The Ministry of Finance (DE) (Bundesfinanzministerium) has published a draft legislation on MiFID.

MiFID transposition and application - State of Play in the Member States

EC has made a survey of the State of Play on transposing MiFID into national legislation, Report. It seems as if only 9 out of 27 member states that responded to the Questionnaire expect to meet the transposition deadline of 31st January 2007.
EC say they will be rigorous in exercising its enforcement functions under the Treaty on delayed member […]

German Ministry of Finance publishes draft bill on MiFID transposition

The German Ministry of Finance (Bundesministerium der Finanzen) published on 2006-09-14 a draft bill on the transposition and implementation of MiFID, 2006-09-14-entwurf-frug.pdf with considerations and justifications, 2006-09-14-entwurf-begrundg-frug.pdf
The German trade associations representing the banking industry jointly responded on 2006-10-11 through Centraler Kreditausschuss, see zka-2006-10-11-stn-refe.pdf.
The German Federal Association of Securities Trading Firms at the German Stock Markets, Bundesverband der Wertpapierfirmen […]