Archive for the 'BSDA (IS)' Category

Joint industry response on CESR’s consultation on MiFID Best Execution

A joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.

Joint industry response on CESR’s consultation on Transaction Reporting

A joint industry response was submitted on 2007-03-02 to CESR’s proposal on  Transaction Reporting. CESR’s consultation paper is found on www.cesr.eu under consultations.

Joint responses on CESR’s consultations on Inducements and Home/host surveillance

Two joint industry responses were submitted 2007-02-09 to CESR on Inducements and on Pass porting and Home/host  country surveillance. CESR’s documents are to be found on www.cesr.eu consultations.

Joint industry response on CESR’s consultation on MiFID market transparency data

A joint industry response was submitted 2006-12-15 to CESR’s consultation on publication and consolidation of MIFID market transparency.

Joint industry response to CESR consultation on L3 work on minimum list of records

LIBA and joint associations, including the Nordic associations, have responded on 2006-11-27 to the CESR MiFID L3 consultation on the list of minimum records in Article 51(3) of the MiFID implementing Directive.

CESR adopts MiFID L3 work programme and consults on market transparency and records

CESR adopted on 2006-10-20 its MIFID Level 3 programme, and published two consultation papers relating to MIFID implementation: 
(1) Publication and consolidation of market transparency information with response deadline 2006-12-15 and (2) Minimum list of records with response deadline 2006-11-27. All the documents are accessible via this link 
Earlier this year CESR published a call for evidence on consolidation of market transparency information. LIBA jointly […]

Implementation of MiFID in Iceland

A public working group is currently working on a proposal for a new Act that amends the Act on Securities Transactions, the Act on Financial Undertakings, the Act on Activities of Stock Exchanges and Regulated OTC marktes and the Act on official Supervision of Financial Operations, implementing the MiFID.
The Icelandic Ministry of Commerce aims to […]

EC - MiFID pre- and post trade transparency provisions for non-equities - call for evidence

 EC published 2006-06-12 a call for evidence on pre- and post trade transparency provisions of MiFID in relation to transactions in classes of financial instruments other than shares, see EC call for evidence - market transparency
LIBA and several other trade associations among them the Nordic associations responded on 2006-09-15.  (Joint response of 13 trade associations).
LIBA along with […]

CESR work programme for MiFID Level 3 work

CESR published on 2006-07-18 a draft work programme for its MiFID Level 3 work.
LIBA and other Trade Associations including the five Nordic securities dealers associations responded on 2006-09-11, Response: CESR public consultation on its draft work programme for MIFID Level 3 work.