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Archive for the 'Nordic Countries in common' Category
SSDA publishes a paper about transaction reporting requirements
Published by April 23rd, 2007 in www.nordicsecurities.org, Sweden, SSDA (SE) and Nordic Countries in common. 0 CommentsThe Ministry of Finance (SE) has submitted draft legislation on MiFID to the law committee
Published by April 16th, 2007 in www.nordicsecurities.org, Sweden, Finance Ministry (SE) and Nordic Countries in common. 0 CommentsThe Ministry of Finance (SE) submitted on 2007-03-06 draft legislation on MiFID to the law committee. The document exceeds 1000 pages. The Swedish Parliament is supposed to vote on the bill on 14th June and the FSA (SE) will issue its regulations on MiFID by August 2007.
Ministry of Finance (NO) has submitted proposed Level 2 regulations implementing MiFID
Published by April 3rd, 2007 in www.nordicsecurities.org, Norway, Finance Ministry (NO) and Nordic Countries in common. 0 CommentsThe Ministry of Finance (NO) has on 2007-03-29 published proposed regulations on MiFID (implementing Level 2). Consultations will be carried out until 2007-05-10.
FSA (DK) issues regulation of investor protection, order handling and disclosure
Published by March 28th, 2007 in www.nordicsecurities.org, Denmark, FSA (DK) and Nordic Countries in common. 0 CommentsFSA (DK) has in March 2007 issued regulations regarding investor protection, order handling and disclosure obligations for issuers.
Ministry of Finance (NO) has submitted a bill on MiFID
Published by March 23rd, 2007 in www.nordicsecurities.org, Norway, Finance Ministry (NO) and Nordic Countries in common. 0 CommentsMinistry of Finance (NO) (Finansdepartementet) has on 2007-03-23 submitted a bill on MiFID and on stock exchange operations , ref. Ot. prp. nr. 34 (2006-2007).
Joint industry response on CESR’s consultation on MiFID Best Execution
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR, bwf and MiFID Connect. 0 CommentsA joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.
Joint industry response on CESR’s consultation on Transaction Reporting
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, Other countries, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA, Germany, BDB and CESR. 0 CommentsA joint industry response was submitted on 2007-03-02 to CESR’s proposal on Transaction Reporting. CESR’s consultation paper is found on www.cesr.eu under consultations.
Joint responses on CESR’s consultations on Inducements and Home/host surveillance
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR and bwf. 0 CommentsTwo joint industry responses were submitted 2007-02-09 to CESR on Inducements and on Pass porting and Home/host country surveillance. CESR’s documents are to be found on www.cesr.eu consultations.
EC launches public MiFID website for frequently asked questions and answers
Published by February 15th, 2007 in www.nordicsecurities.org, FAQ, EU and EC. 0 CommentsOn this website stakeholders, including firms, trade associations and investors, can ask questions relating to the recently-finalised Markets in Financial Instruments Directive (2004/39/EC) (MiFID) and its implementing measures (Directive 2006/73/EC and Regulation 1287/2006). MiFID and its implementing measures together establish a comprehensive legislative framework at European level relating to the establishment and conduct of investment […]
Joint industry response to CESRs paper on transaction reporting data requirements
Published by January 16th, 2007 in www.nordicsecurities.org, Nordic Countries in common, EU and CESR. 0 Comments2007-01-16 A joint industry response, including the Nordic Associations, has been submitted to CESR on use of reference data standard codes in transaction reporting (CP CESR/06-648b). CESRs consultation paper is found under the following link.
FSA (SE) publishes proposal on Transaction Reporting Requirements
Published by November 8th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE) and Nordic Countries in common. 0 CommentsThe FSA (SE) has published a revised proposal on Transaction Reporting Requirements. It comes as a memo and a specification of the requirements (both in Swedish). There is also a proposed Transaction Report Format for Reporting Parties (in English). As an harmonised regulation on this issue will be pursued, FSA (SE) has sent the documents to […]
The implementation of MiFID in Denmark
Published by October 26th, 2006 in www.nordicsecurities.org, Denmark, FSA (DK), Finance Ministry (DK), DSDA (DK) and Timelines. 0 CommentsIn Denmark MiFID will be implemented through a revision of the Danish Securities Trading Act and Financial Business Act and through a number of national regulations which primarily implement the level 2-Directive.
The Danish FSA has drafted a proposal for an amendment bill which was presented to the Parliament by the Minister of Economics and Business […]
CESR adopts MiFID L3 work programme and consults on market transparency and records
Published by October 23rd, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA and CESR. 0 CommentsCESR adopted on 2006-10-20 its MIFID Level 3 programme, and published two consultation papers relating to MIFID implementation:
(1) Publication and consolidation of market transparency information with response deadline 2006-12-15 and (2) Minimum list of records with response deadline 2006-11-27. All the documents are accessible via this link
Earlier this year CESR published a call for evidence on consolidation of market transparency information. LIBA jointly […]
EC - MiFID pre- and post trade transparency provisions for non-equities - call for evidence
Published by October 9th, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA and EC. 0 Comments EC published 2006-06-12 a call for evidence on pre- and post trade transparency provisions of MiFID in relation to transactions in classes of financial instruments other than shares, see EC call for evidence - market transparency
LIBA and several other trade associations among them the Nordic associations responded on 2006-09-15. (Joint response of 13 trade associations).
LIBA along with […]
CESR work programme for MiFID Level 3 work
Published by October 6th, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA and CESR. 0 CommentsCESR published on 2006-07-18 a draft work programme for its MiFID Level 3 work.
LIBA and other Trade Associations including the five Nordic securities dealers associations responded on 2006-09-11, Response: CESR public consultation on its draft work programme for MIFID Level 3 work.
MiFID - Main directive and level 2 implementation directive and regulation
Published by October 6th, 2006 in www.nordicsecurities.org, Nordic Countries in common, EU and EC. 0 CommentsMiFID - Level 1 - Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments was adopted on 2004-04-21, (in Swedish)
MiFID - Level 2 implementation directive, (in Swedish, link) and implementation regulation, (in Swedish), by the European Commission was adopted on 2006-06-30
MiFID Amending directive 2004/39/EC regarding certain deadlines adopted on 2006-04-05,
Timetable for MiFID transposition in Sweden
Published by October 6th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE), Nordic Countries in common and Timelines. 0 CommentsThe FSA (SE) has published a timetable for the transposition of MiFID to law, regulations and general guidelines.
New web site for regulators on the Nordic Securities Markets
Published by June 30th, 2006 in www.nordicsecurities.org and Nordic Countries in common. ClosedWe are happy to present this proposal for a common website for the regulators on the Nordic Securities Markets. We do hope that this will facilitate the transposition and implementation of EU legislation and we intend to start with MiFID.
More information about this web site will be found under the tab named “About” on the […]
