New version of SSDA’s paper about transactions reporting requirements dated 2007-07-02.
Archive for the 'Sweden' Category
New version of SSDA’s requirements about transactions reporting
Published by August 9th, 2007 in www.nordicsecurities.org and SSDA (SE). 0 CommentsFSA (SE) has transposed MiFID L1 and L2 by regulation
Published by July 11th, 2007 in www.nordicsecurities.org and FSA (SE). 0 CommentsFSA (SE) published on 2007-07-06 new regulations on MiFID L1 and L2,the implementing directive only.
FSA (SE) consults on new proposed regulations on MiFID L1 and L2
Published by May 29th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsFSA (SE) published on 2007-05-14 new proposed regulations on MiFID L1 and L2,the implementing directive only. Responses to the consultation are due on 2007-06-08.
Ministry of Finance (SE) publishes governmental bill on MiFID
Published by April 27th, 2007 in www.nordicsecurities.org, Sweden and Finance Ministry (SE). 0 CommentsMinistry of Finance (SE) published on 2007-04-27 a governmental bill on MiFID. The Parliament will vote on the bill as indicated on 2007-06-14.
SSDA publishes a paper about transaction reporting requirements
Published by April 23rd, 2007 in www.nordicsecurities.org, Sweden, SSDA (SE) and Nordic Countries in common. 0 Commentspaper
The Ministry of Finance (SE) has submitted draft legislation on MiFID to the law committee
Published by April 16th, 2007 in www.nordicsecurities.org, Sweden, Finance Ministry (SE) and Nordic Countries in common. 0 CommentsThe Ministry of Finance (SE) submitted on 2007-03-06 draft legislation on MiFID to the law committee. The document exceeds 1000 pages. The Swedish Parliament is supposed to vote on the bill on 14th June and the FSA (SE) will issue its regulations on MiFID by August 2007.
Joint industry response on CESR’s consultation on MiFID Best Execution
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR, bwf and MiFID Connect. 0 CommentsA joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.
Joint industry response on CESR’s consultation on Transaction Reporting
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, Other countries, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, EU, LIBA, Germany, BDB and CESR. 0 CommentsA joint industry response was submitted on 2007-03-02 to CESR’s proposal on Transaction Reporting. CESR’s consultation paper is found on www.cesr.eu under consultations.
Joint responses on CESR’s consultations on Inducements and Home/host surveillance
Published by March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR and bwf. 0 CommentsTwo joint industry responses were submitted 2007-02-09 to CESR on Inducements and on Pass porting and Home/host country surveillance. CESR’s documents are to be found on www.cesr.eu consultations.
Joint response to CESR’s consultation on Inducements and Passport under MiFID
Published by February 12th, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), United Kingdom (UK), NSDA (NO), LIBA, Germany and bwf. 0 CommentsA joint industry response was sent on 2007-02-09 to CESR on its consultation on Inducements and Passport under MiFID.
Timetable for MiFID transposition into law in France, Germany, Italy, Sweden and the UK
Published by February 8th, 2007 in www.nordicsecurities.org, Sweden, Other countries, United Kingdom (UK), France (FR) and Germany. 0 CommentsTrade Associations in France, Germany, Italy, Sweden and the UK has collated a possible timetable for MiFID transposition into national legislation in their countries.
Joint industry response on CESR’s consultation on MiFID market transparency data
Published by February 8th, 2007 in www.nordicsecurities.org, Sweden, Norway, Finland, SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), LIBA and CESR. 0 CommentsA joint industry response was submitted 2006-12-15 to CESR’s consultation on publication and consolidation of MIFID market transparency.
SSDA responds to FSA’s (SE) proposed regulations on the implementing directive on MiFID
Published by January 30th, 2007 in www.nordicsecurities.org, Sweden and SSDA (SE). 0 CommentsSSDA submitted 2006-01-26 its response to the FSA (SE) proposed regulations on the implementing directive on MiFID.
FSA (SE) publishes updated proposal on Transaction Reporting Requirements
Published by January 16th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 Comments2007-01-15 The FSA (SE) has published an updated proposal on Transaction Reporting Requirements. This proposal has been submitted also to the other Nordic and Baltic regulators with the objective to achieve as harmonised a set of requirements as possible.
SSDA publishes proposed guidance on client classfication
Published by December 22nd, 2006 in www.nordicsecurities.org, Sweden and SSDA (SE). 0 CommentsSSDA publishes a proposal how to classify clients according to obligations imposed on investment firms by MiFID. Comments, that may be delivered directly by clicking “Comments” under the headline, are welcomed by end of January 2007 at the latest.
FSA (SE) publishes proposed regulations on MiFID L1 and L2
Published by December 17th, 2006 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsFSA (SE) published on 2006-12-15 proposed regulations on MiFID L1 and L2 for consultations. Responses are due to be sent at the late4st the 26th January 2007 to Finansinspektionen, Box 670, 113 85 STOCKHOLM or via e-mail finansinspektionen@fi.se .
SSDA publishes new version of “A short summary of MiFID”
Published by December 13th, 2006 in www.nordicsecurities.org, Sweden and SSDA (SE). 0 CommentsSSDA has published an up-dated short summary of MiFID with some suggestions to member firms regarding important measures when implementing the directive and related national legislation and regulation.
Joint industry response to CESR consultation on L3 work on minimum list of records
Published by December 11th, 2006 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), EU, LIBA, Germany, BDB and CESR. 0 CommentsLIBA and joint associations, including the Nordic associations, have responded on 2006-11-27 to the CESR MiFID L3 consultation on the list of minimum records in Article 51(3) of the MiFID implementing Directive.
FSA (SE) announce regulations by 2006-12-15
Published by November 29th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE) and Finance Ministry (SE). 0 CommentsThe FSA(SE) has on 2006-11-29 announced draft regulations by 2006-12-15. Consultations will be carried out until end of January 2007.
A draft bill will be presented to Lagrådet (Legal Council) in January and a bill will be presented to the Parliament in February 2007.
FSA (SE) sends letter to Ministry of Finance about transaction reporting requirements
Published by November 28th, 2006 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsThe FSA (SE) has sent a letter on 2006-11-17 to the Ministry of Finance (SE) about transaction reporting requirements and its justifications for superequivalent requests (i.e. requirements above MiFID requirements) in response to the letter from SSDA on the same issue.
