FSA (SE) published on 2007-07-06 new regulations on MiFID L1 and L2,the implementing directive only.
Archive for the 'FSA (SE)' Category
FSA (SE) has transposed MiFID L1 and L2 by regulation
Published by July 11th, 2007 in www.nordicsecurities.org and FSA (SE). 0 CommentsFSA (SE) consults on new proposed regulations on MiFID L1 and L2
Published by May 29th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsFSA (SE) published on 2007-05-14 new proposed regulations on MiFID L1 and L2,the implementing directive only. Responses to the consultation are due on 2007-06-08.
FSA (SE) publishes updated proposal on Transaction Reporting Requirements
Published by January 16th, 2007 in www.nordicsecurities.org, Sweden and FSA (SE). 0 Comments2007-01-15 The FSA (SE) has published an updated proposal on Transaction Reporting Requirements. This proposal has been submitted also to the other Nordic and Baltic regulators with the objective to achieve as harmonised a set of requirements as possible.
FSA (SE) publishes proposed regulations on MiFID L1 and L2
Published by December 17th, 2006 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsFSA (SE) published on 2006-12-15 proposed regulations on MiFID L1 and L2 for consultations. Responses are due to be sent at the late4st the 26th January 2007 to Finansinspektionen, Box 670, 113 85 STOCKHOLM or via e-mail finansinspektionen@fi.se .
FSA (SE) announce regulations by 2006-12-15
Published by November 29th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE) and Finance Ministry (SE). 0 CommentsThe FSA(SE) has on 2006-11-29 announced draft regulations by 2006-12-15. Consultations will be carried out until end of January 2007.
A draft bill will be presented to Lagrådet (Legal Council) in January and a bill will be presented to the Parliament in February 2007.
FSA (SE) sends letter to Ministry of Finance about transaction reporting requirements
Published by November 28th, 2006 in www.nordicsecurities.org, Sweden and FSA (SE). 0 CommentsThe FSA (SE) has sent a letter on 2006-11-17 to the Ministry of Finance (SE) about transaction reporting requirements and its justifications for superequivalent requests (i.e. requirements above MiFID requirements) in response to the letter from SSDA on the same issue.
FSA (SE) publishes proposal on Transaction Reporting Requirements
Published by November 8th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE) and Nordic Countries in common. 0 CommentsThe FSA (SE) has published a revised proposal on Transaction Reporting Requirements. It comes as a memo and a specification of the requirements (both in Swedish). There is also a proposed Transaction Report Format for Reporting Parties (in English). As an harmonised regulation on this issue will be pursued, FSA (SE) has sent the documents to […]
Swedish Government Commision report on MiFID
Published by October 6th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE), Finance Ministry (SE) and SSDA (SE). 0 CommentsThe Swedish Government Commission “Värdepappersmarknadsutredningen” published its report for consultation in April 2006.
SSDA and Swedish Bankers Association responded 2006-08-14,
FSA (SE) responded 2006-08-14,
Timetable for MiFID transposition in Sweden
Published by October 6th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE), Nordic Countries in common and Timelines. 0 CommentsThe FSA (SE) has published a timetable for the transposition of MiFID to law, regulations and general guidelines.
Compliance day in Stockholm 2006-09-29
Published by October 4th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE) and SSDA (SE). Closed SSDA arranged in collaboration with the FSA its annual Compliance Day 2006 on September 29. A short presentation of the development from ISD to MiFID and expected consequences was delivered by Lars Nordström, From ISD to MiFID - consequences
The seminar covered the following topics:
The annual FSA message to the industry by Gent Jansson, FSA Chief […]
MiFID seminar in Stockholm 2006-09-04
Published by September 11th, 2006 in www.nordicsecurities.org, Sweden, FSA (SE), Finance Ministry (SE) and SSDA (SE). ClosedA joint seminar with the Finance Ministry and the FSA on MiFID was arranged by SSDA 2006-09-04 in a half-day seminar covering the following topics:
MiFID Level 2 – the implementation directive by Johan Lycke and the implementation regulation by Lars Nordström
Johan Lycke, Lars Nordström
MIFID – the Swedish legislation by Katarina Back, Financial Ministry
Katarina Back
MIFID – […]
FSA (SE) publish report on transaction reporting system (TRS)
Published by June 30th, 2006 in www.nordicsecurities.org, Sweden and FSA (SE). ClosedThe Swedish Financial Supervisory Authority (FSA) published 2006-06-29 a report outlining a transaction reporting system according to MiFID requirements. The report is not an IT-specification but rather intended as the principal basis for a public procedure for the purchase of development of a transaction reporting system. The requirements put forward in the report are currently […]
