Archive for the 'MiFID Connect' Category

Joint industry response on CESR’s consultation on MiFID Best Execution

Published by Lars Nordström March 23rd, 2007 in www.nordicsecurities.org, Sweden, Denmark, Norway, Finland, Iceland, DSDA (DK), SSDA (SE), FASD (FI), BSDA (IS), United Kingdom (UK), NSDA (NO), Nordic Countries in common, LIBA, Germany, CESR, bwf and MiFID Connect. 0 Comments

A joint industry response was submitted on 2007-03-16 on CESR’s consultation on MiFID Best Execution.

Joint UK industry response on Conduct of Business Regulation and Financial Promotion

Published by Lars Nordström March 23rd, 2007 in www.nordicsecurities.org, United Kingdom (UK), FSA (UK), LIBA and MiFID Connect. 0 Comments

A joint UK industry response was submitted on 2007-02-23 to the FSA on CP 06/19 and CP06/20 regarding reforming Conduct of Business Regulation .

MiFID Connect publishes five Guidelines (UK)

Published by Lars Nordström January 14th, 2007 in www.nordicsecurities.org, United Kingdom (UK) and MiFID Connect. 0 Comments

MIFID Connect is a joint project designed to support member firms and simplify the UK implementation of the Markets in Financial Instruments Directive (MiFID). Statutory implementation in the UK will be carried through by the HM Treasury and by the FSA making rules in its handbook. It will also require firms to introduce a whole […]